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الاثنين، 6 يونيو 2016

Local adviser's serial firings show 'big problem' at brokerages

SCOTRUN (AP) — He was fired from one company, then another, then another. And still Anthony Diaz continued handling other people's money.The smooth-talking securities salesman affiliated with 11 different investment firms in 15 years, getting booted from five of them and resigning from another amid customer complaints and rules infractions. Yet his checkered employment history never seemed to slow him down on his way to earning millions by pushing high-fee, high-risk [...]

Source Business - poconorecord.com http://ift.tt/1tdP0lM

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